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Open Access | 10.1172/JCI188611
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Published March 17, 2025 - More info
BACKGROUND Immune checkpoint blockade (ICB) is an effective treatment in a subset of patients diagnosed with head and neck squamous cell carcinoma (HNSCC); however, the majority of patients are refractory.METHODS In a nonrandomized, open-label Phase 1b clinical trial, participants with recurrent and/or metastatic (R/M) HNSCC were treated with low-dose 5-azacytidine (5-aza) daily for either 5 or 10 days in combination with durvalumab and tremelimumab after progression on ICB. The primary objective was to assess the biologically effective dose of 5-aza as determined by molecular changes in paired baseline and on-treatment tumor biopsies; the secondary objective was safety.RESULTS Thirty-eight percent (3 of 8) of participants with evaluable paired tissue samples had a greater-than 2-fold increase from baseline in IFN-γ signature and CD274 (programmed cell death protein 1 ligand, PD-L1) expression within the tumor microenvironment (TME), which was associated with increased CD8+ T cell infiltration and decreased infiltration of CD4+ T regulatory cells. The mean neutrophil-to-lymphocyte ratio (NLR) decreased by greater than 50%, from 14.2 (SD 22.6) to 6.9 (SD 5.2). Median overall survival (OS) was 16.3 months (95% CI 1.9, NA), 2-year OS rate was 24.7% (95% CI: 4.5%, 53.2%), and 58% (7 of 12) of treated participants demonstrated prolonged OS of greater than 12 months.CONCLUSION Our findings suggest that low-dose 5-aza can reprogram systemic host immune responses and the local TME to increase IFN-γ and PD-L1 expression. The increased expression of these established biomarkers correlated with prolonged OS upon ICB rechallenge.TRIAL REGISTRATION ClinicalTrials.gov NCT03019003.FUNDING NIH/NCI P01 CA240239.
Tingting Qin, Austin K. Mattox, Jean S. Campbell, Jong Chul Park, Kee-Young Shin, Shiting Li, Peter M. Sadow, William C. Faquin, Goran Micevic, Andrew J. Daniels, Robert Haddad, Christopher S. Garris, Mikael J. Pittet, Thorsten R. Mempel, Anne ONeill, Maureen A. Sartor, Sara I. Pai
The discovery, development, and application of checkpoint inhibitors (CPIs) have deservedly received scientific and medical recognition at the highest levels, with the idea of unleashing immune cells on malignant cells expressing foreign neoantigens capturing the attention and imagination of all (1, 2). Their use has been cemented in the contemporary care of patients with cancer (3). CPIs have been effective for patients with specific cancer types (e.g., melanoma and non-small cell lung cancer) as well as other forms of cancer that have high mutational burdens, presumably because these cancer types have greater levels of neoantigens that lead to greater immunogenicity toward the unchecked T cell response (so called “hot tumors”) (4). Therapeutic responses of other forms of cancer, especially those with low mutation burden (“cold tumors”), have been lower, and acquired resistance remains a serious challenge. Rather than writing off CPIs for cold tumors or those with acquired resistance, one line of thought has been to enhance therapeutic efficacy by modulating the tumor microenvironment. Poor responses and acquired resistance are often due to the suboptimal interaction of tumor cells with the immune system due to the coexpression of multiple checkpoint pathways, the exclusion or exhaustion of T cells, or the loss of HLA expression or presentation.
Head and neck squamous cell carcinomas (HNSCC) are a tumor type that could benefit greatly from enhanced response rates to CPI (5, 6). A subset of patients with advanced disease benefit from therapies targeting the PD-1:PD-L1 interaction, yet the number of unresponsive patients is far greater. In a recent investigation published in this issue of the JCI, Qin, Mattox, and colleagues addressed the shortcoming of CPI in advanced HNSCC by initiating a phase 1b clinical trial using a pharmacological epigenetic regulator, 5-azacytidine (5-aza), in combination with CPIs in patients with recurrent and/or metastatic HNSCC who had failed chemoradiation and had progressed on initial CPI therapy (7). The hypothesis was that 5-aza could enhance immune responses of CPIs through its effects on DNA methylation by transcriptionally reprogramming immune cells and tumor cells within the TME by reducing immunosuppression and upregulating HLA class 1 components and tumor antigens, respectively. The trial was small, with only 13 participants enrolled and only 8 providing on-treatment tissue biopsies for study. Nonetheless, the results obtained were highly encouraging by almost all endpoints measured. Following 5-aza/CPI treatment, the neutrophil-to-lymphocyte ratio trended lower by 50%, which is a clinically favorable sign; global methylation within the TME decreased in three-fourths of the participants, indicating a robust treatment effect; tumor immunogenicity improved based on the IFN-γ signature and PD-L1 expression in a subset of patients; reduced CD4+ T regulatory cells were consistently seen, and CD8+ cells were increased in a subset; genes related to antigen processing, processing, and antigenicity were increased, as were those related to immune pathway and tumor suppressor activation. While the trial was not intended to address clinical outcomes, the impact on disease progression and survival were noteworthy (7).
All the caveats of an initial report emanating from a small cohort phase 1 trial apply here. The therapy needs to be validated in larger, controlled cohorts, among patients with uniform disease types and profiles, where outcomes and biomarker studies are powered more appropriately. Nonetheless, Qin et al. (7) clearly indicates that epigenetic reprogramming occurred, shifting TME profiles in a favorable direction and suggesting future trials and practice could demonstrate a survival benefit.
Conflict of interest: The author has declared that no conflict of interest exists.
Copyright: © 2025, Brat. This is an open access article published under the terms of the Creative Commons Attribution 4.0 International License.
Reference information: J Clin Invest. 2025;135(6):e188611. https://doi.org/10.1172/JCI188611.
See the related article at Epigenetic therapy sensitizes anti–PD-1 refractory head and neck cancers to immunotherapy rechallenge.